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10/04/2026 15:11

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CarTrade Tech - Compliances-Certificate under Reg. 74 (5) of SEBI (DP) Regulations, 2018

Certificate under reg 74(5)

Attention Investors "KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary." | "Prevent Unauthorized Transactions in your Demat Account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your Demat account directly from CDSL on the same day......................issued in the interest of investors." | "No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account." | "Filing compliant on SCORES – Easy & quick -- a. Register on SCORES portal -- b. Mandatory details for filing complaints on SCORES --I. Name, PAN, Address, Mobile Number, E-mail ID – c. Benefits: -- i. Effective Communication -- ii. Speedy redressal of the grievances." | Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. | |Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. | | Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month. .......... Issued in the interest of Investors"

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SEBI Circular on "Master Circular on the redressal of investor grievances through the SEBI Complaints Redress System (SCORES) platform". Please refer below path for information.

https://www.sebi.gov.in/legal/master-circulars/nov-2022/master-circular-on-the-redressal-of-investor-grievances-through-the-sebi-complaints-redress-system-scores-platform_64742.html

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CIN : U67120MH1994PLC079199 BSE SEBI REGN No.: INZ000199833, CD-189 (MEMBER ID:189) | NSE SEBI REGN No.:INZ000199833(MemberID:07277) | CDSL DP SEBI REGN No.:IN-DP-102-2015(DP ID:18600) | SEBI PMS REGN No.:INP000005795 | SEBI RESEARCH ANALYST REGN No.:INH000001337 | AMFI : ARN 0342.

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